BILLS-104hr3005rh.pdf

1940 1934 1933 one year 1996 6 months the day JUNE 17, 1996 fiscal year annual 30 days 90 days 5 years 1939 180 days MARCH 5, 1996 more consecutive days 30 or more consecutive days a calendar year 3 months at least 30 consecutive days 15 1934 9 months 18 1940 at least annually 60 days fiscal years semi-annually 31 17 days 17 1940 1 year 8 1940 15 U.S.C. 77b 12 year that year later than one year 10 business days one-year December 31, 1995 15 U.S.C. 80a–24(f 15 U.S.C. 78n(h)(4 any prior fiscal year

SESSION H. R. 3005 the ‘‘Capital Markets the ‘‘Investment Company

States the United States the District of Columbia United States Texas the United States of America the District of Co-

the District of Colum-

Commission SEC State the Investment Company Act U.S.C. Congress the Securities Exchange Act the Board of Governors Federal the securities commission the Securities Exchange Territory System the State of the Union GENERAL EXEMPTIVE AUTHORITY the Federal Reserve System American Stock U.S.C. 80a et Federal or State the Committee Committee on Capital Formation United the Whole House the Committee of the Whole House Association of Securities Dealers Automated the Securities and Exchange Commission 7 Commission MENTS the Board of Gov- 8 104 Coordination of Examining Authorities ditionally Advisory section 3717(a Treasury Federal Advisory THE HOUSE OF REPRESENTATIVES the National Market System EXEMPTIVE AUTHORITY New York Stock Exchange TIONALLY House of Representa- EXAMINATION.—The Securities and Exchange EDGAR Senate Investment IB Union Calendar No.

EDGAR CAUSE.—At FIELDS

covered security investment company securities markets company act securities laws issuer act promote burdensome company capital investors offering mutual section securities