BILLS-104hr3005rds.pdf

1934 1940 1933 1996 fiscal year one year fiscal year 1997 fiscal year 2002 fiscal year 1999 fiscal year 1998 6 months fiscal year 2000 fiscal year 2001 December 31 fiscal years annual 1939 90 days each fiscal year 5 years 22 year 15 U.S.C. 80a–24(f September 30 30 or more consecutive days previous fiscal year a calendar year 16 1995 any prior fiscal year August 31 10 1940 the preceding fiscal year 20 year 7 months the day semi-annually 1 year 8 1940 7 day 15 U.S.C. 77b 20 days 14 days the first day of a fiscal year that year 13 1940 2 1934 1939 2 15 U.S.C. 78h 30 days one-year 180 days

SESSION H. R. 3005 the ‘‘Capital Markets the ‘‘Investment Company

States the United States the District of Columbia United States the United States of America fort

the District of the District of Colum-

American

Commission SEC State U.S.C. the Securities Exchange Act Congress the Investment Company Act Federal Treasury the Board of Governors CIENCY the Federal Reserve System United 1 Commission the Federal Advisory Committee Act cise authority Investment the Federal Register EXEMPTIVE AUTHORITY the New York Stock Exchange Senate Coordination of Examining Authorities Federal Reserve System National Association of Securities Dealers the National Market System Exchange Commission EDGAR United 1 States 16 Commission ISTERED the Board of Gov- 8 THORIZATION APPROPRIATIONS the ‘‘Securities LIMITATION.—The Commission the securities commission ON ADVISORY COMMITTEE national securities association Columbia Federal or State TAIN the Securities and Exchange TION PANEL.—The Commission RITIES OFFERINGS ditionally the Advisory Committee on Capital Formation House of Representa-

APPROPRIATIONS.—If CAUSE.—At ROBIN H. CARLE

covered security securities investment company issuer listing markets registration offering section securities rds company capital covered securities exchange securities act