BILLS-104hr3005enr.pdf

1940 1934 1933 1996 later than 1 year fiscal year fiscal year 2007 the day September 1, 1996 3 years the preceding fiscal year later than 180 days the first day 180 days 1 year annual 1986 any fiscal year more than 90 days 6 months semiannually fiscal year 2000 the later of the date September 30 April 30, 1996 preceding January 1 1 or more years each of fiscal years 1997 and 1998 semiannual 31 the previous fiscal year 24(e fiscal year 2005 15 U.S.C. 80a–2(a)(48)(B fiscal year 2001 12-month the end of the fiscal year the third day of January 1-year 2 years fiscal year 2004 TRANSACTIONS.—Each fiscal year 1997 fiscal year 1998 14 fiscal year 2006 fiscal year 1999 10-year 15 U.S.C. 77b more consecutive days

the ‘‘Capital Markets Efficiency the ‘‘Investment Company Act Amend- the ‘‘Investment Advisers Supervision Coordination Act

the United States United States U.S.C. States the United States Washington the City of New York the United States of America United States of America

American

Commission SEC U.S.C. State the Securities Exchange Act the Investment Company Act Congress the Commission the Investment Company Act the securities commission Treasury Federal the Internal Revenue Code Federal Register Board CHURCH 104 the Securities Exchange Act Senate COMMISSION.—The Commission CHURCH PLANS.—No church the House of Representatives the American Stock Exchange Internal EDGAR the Federal Reserve System SECURITIES.—Not- section 3717(a EXAMINATIONS.—The Commission House of Representatives the Securities Amendments Act AMERICAN SECURITIES MARKETS national securities association national securities exchange PURCHASERS.—A the securities commission SECURITIES AND EXCHANGE COMMISSION the Capital Markets Efficiency Act National Securities Market Improvement Act Exchange Commission the National Market System FEDERAL RESPONSIBILITIES.—The Investment SECURITIES.—Upon EXEMPTIVE AUTHORITY Fourth Congress SECURITIES.—Each national securities association UNIFORMITY.—The Commission

APPROPRIATIONS.—If H. R. H. R. 3005—11 CAUSE.—At H. R. 3005—19 H. R. 3005—17 H. R. 3005 H. R. 3005—34 H. R. 3005—10 H. R. 3005—8 H. R. 3005—33 H. R. 3005—21 H. R. 3005—31 H. R. 3005—5 H. R. 3005—32 H. R. 3005—4 H. R. 3005—29 H. R. 3005—24 H. R. 3005—28 H. R. 3005—18 H. R. 3005—20 H. R. 3005—30 H. R. 3005—3 H. R. 3005—6 rencies H. R. 3005—23 H. R. 3005—7 H. R. 3005—15 H. R. 3005—14 H. R. 3005—27 H. R. 3005—12 H. R. 3005—2 H. R. 3005—16 H. R. 3005—13 H. R. 3005—9 H. R. 3005—25 EDGAR H. R. 3005—35 H. R. 3005—26

covered security securities issuer investment company section securities offer sale registration securities exchange markets rule regulation broker regulation order listing capital fees