BILLS-104hr3005eh.pdf

1934 1940 1933 1996 fiscal year one year fiscal year 1997 fiscal year 2002 fiscal year 1998 fiscal year 1999 fiscal year 2000 6 months fiscal year 2001 5 years annual fiscal years each fiscal year December 31 1939 90 days 22 year 15 U.S.C. 80a–24(f September 30 30 or more consecutive days previous fiscal year a calendar year 16 1995 any prior fiscal year August 31 10 1940 the preceding fiscal year 20 year 7 months the day semi-annually 1 year 8 1940 7 day 15 U.S.C. 77b 20 days 14 days the first day of a fiscal year that year 13 1940 2 1934 1939 2 15 U.S.C. 78h 30 days one-year 180 days

SESSION H. R. 3005 the ‘‘Investment Company the ‘‘Capital Markets

States the United States United States the District of Columbia the United States of America fort

the District of the District of Colum-

American

Commission SEC State U.S.C. the Securities Exchange Act Congress the Investment Company Act Federal Treasury the Board of Governors 1 Commission CIENCY United the Federal Reserve System the ‘‘Securities LIMITATION.—The Commission the securities commission national securities association the Securities and Exchange Federal or State TAIN EDGAR TION PANEL.—The Commission 16 Commission the House of Representatives June 19, 1996 RITIES OFFERINGS Territory the Advisory Committee 7 Commission Columbia GENERAL EXEMPTIVE AUTHORITY termine cise authority the Securities and Exchange Commission EXAMINATION.—The Securities and Exchange the Board of Gov- 8 MENTS 104 ditionally U.S.C. 80a et 5 House of Representa- the Advisory Committee on Capital Formation ON ADVISORY COMMITTEE Federal Register Exchange Commission the National Market System Investment the Federal Advisory Committee Act

APPROPRIATIONS.—If CAUSE.—At ting

covered security investment company securities markets company act company capital offering section securities issuer registration securities laws investment securities act directly indirectly